David Brian Short
Chief Compliance Officer/Managing PartnerInvestments & Financial Planning, LLCCRD 4521911
About David Brian Short
David Brian Short is listed as Chief Compliance Officer/Managing Partner at Investments & Financial Planning, LLC in Lexington, KY. Form ADV reports a beneficial ownership band of 50-75%.
Reported ownership
Owns 50-75% of Investments & Financial Planning, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does David Brian Short work?
David Brian Short is listed as Chief Compliance Officer/Managing Partner at Investments & Financial Planning, LLC on SEC Form ADV.
How much of Investments & Financial Planning, LLC does David Brian Short own?
Form ADV reports a beneficial ownership band of 50-75%.
Investments & Financial Planning, LLC
| Title | Chief Compliance Officer/Managing Partner |
| Ownership | 50-75% |
| Control person | Yes |
| Since | 2012 |