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David Joseph Carter

Compliance OfficerBallyrock Investment Advisors LLCCRD 8314999

About David Joseph Carter

David Joseph Carter is listed as Compliance Officer at Ballyrock Investment Advisors LLC in Boston, MA. Form ADV reports a beneficial ownership band of Under 5%. David Joseph Carter is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of Ballyrock Investment Advisors LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does David Joseph Carter work?

David Joseph Carter is listed as Compliance Officer at Ballyrock Investment Advisors LLC on SEC Form ADV.

How much of Ballyrock Investment Advisors LLC does David Joseph Carter own?

Form ADV reports a beneficial ownership band of Under 5%.

Ballyrock Investment Advisors LLC

TitleCompliance Officer
OwnershipUnder 5%
Control personNo
Since2026

Fidelity Management & Research Company LLC

TitleCompliance Officer
OwnershipUnder 5%
Control personNo
Since2026