David Vincent Shields
ChairmanWellington Shields Capital Management, LLCCRD 1072810
About David Vincent Shields
David Vincent Shields is listed as Chairman at Wellington Shields Capital Management, LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%. David Vincent Shields is associated with 5 registered advisers.
Reported ownership
Owns Under 5% of Wellington Shields Capital Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does David Vincent Shields work?
David Vincent Shields is listed as Chairman at Wellington Shields Capital Management, LLC on SEC Form ADV.
How much of Wellington Shields Capital Management, LLC does David Vincent Shields own?
Form ADV reports a beneficial ownership band of Under 5%.
Wellington Shields Capital Management, LLC
| Title | Chairman |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2023 |
Capital Management Associates Inc
| Title | Director |
| Ownership | 10-25% |
| Control person | No |
| Since | 1982 |
Wellington Shields & Co., LLC
| Title | Chairman/Managing Member |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2008 |
Wellington Shields Capital Management, LLC
| Title | Shareholder |
| Ownership | 25-50% |
| Control person | Yes |
| Since | 2026 |
Wellington Shields & Co., LLC
| Title | Shareholder |
| Ownership | 25-50% |
| Control person | Yes |
| Since | 2026 |