Dawn Marie Roberts
Chief Financial OfficerPrincipal Securities, Inc.CRD 7929617
About Dawn Marie Roberts
Dawn Marie Roberts is listed as Chief Financial Officer at Principal Securities, Inc. in Des Moines, IA. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Principal Securities, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Dawn Marie Roberts work?
Dawn Marie Roberts is listed as Chief Financial Officer at Principal Securities, Inc. on SEC Form ADV.
How much of Principal Securities, Inc. does Dawn Marie Roberts own?
Form ADV reports a beneficial ownership band of Under 5%.
Principal Securities, Inc.
| Title | Chief Financial Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |