Dorie Harriet Fain
Managing Member/Chief Compliance OfficerAnd Wealth Partners, LLCCRD 2871080
About Dorie Harriet Fain
Dorie Harriet Fain is listed as Managing Member/Chief Compliance Officer at And Wealth Partners, LLC in Baltimore, MD. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of And Wealth Partners, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Dorie Harriet Fain work?
Dorie Harriet Fain is listed as Managing Member/Chief Compliance Officer at And Wealth Partners, LLC on SEC Form ADV.
How much of And Wealth Partners, LLC does Dorie Harriet Fain own?
Form ADV reports a beneficial ownership band of Over 75%.
And Wealth Partners, LLC
| Title | Managing Member/Chief Compliance Officer |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2009 |