Frances K. Chiu
Chief Compliance OfficerPhocas Financial CorporationCRD 5248204
About Frances K. Chiu
Frances K. Chiu is listed as Chief Compliance Officer at Phocas Financial Corporation in Alameda, CA. Form ADV reports a beneficial ownership band of 25-50%.
Reported ownership
Owns 25-50% of Phocas Financial Corporation
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Frances K. Chiu work?
Frances K. Chiu is listed as Chief Compliance Officer at Phocas Financial Corporation on SEC Form ADV.
How much of Phocas Financial Corporation does Frances K. Chiu own?
Form ADV reports a beneficial ownership band of 25-50%.
Phocas Financial Corporation
| Title | Chief Compliance Officer |
| Ownership | 25-50% |
| Control person | Yes |
| Since | 2009 |