George Douglas Bates
Managing Principal, Chief Compliance OfficerBates Financial Advisors, Inc.CRD 1539381
About George Douglas Bates
George Douglas Bates is listed as Managing Principal, Chief Compliance Officer at Bates Financial Advisors, Inc. in Rockford, IL. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Bates Financial Advisors, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does George Douglas Bates work?
George Douglas Bates is listed as Managing Principal, Chief Compliance Officer at Bates Financial Advisors, Inc. on SEC Form ADV.
How much of Bates Financial Advisors, Inc. does George Douglas Bates own?
Form ADV reports a beneficial ownership band of Under 5%.
Bates Financial Advisors, Inc.
| Title | Managing Principal, Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |