Howard Jerome Abner
Chief Compliance OfficerAbner Herrman & Brock, LLCCRD 353
About Howard Jerome Abner
Howard Jerome Abner is listed as Chief Compliance Officer at Abner Herrman & Brock, LLC in Jersey City, NJ. Form ADV reports a beneficial ownership band of Under 5%. Howard Jerome Abner is associated with 3 registered advisers.
Reported ownership
Owns Under 5% of Abner Herrman & Brock, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Howard Jerome Abner work?
Howard Jerome Abner is listed as Chief Compliance Officer at Abner Herrman & Brock, LLC on SEC Form ADV.
How much of Abner Herrman & Brock, LLC does Howard Jerome Abner own?
Form ADV reports a beneficial ownership band of Under 5%.
Abner Herrman & Brock, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2007 |
Abner Herrman & Brock, LLC
| Title | Trustee, Abner Trust |
| Ownership | 50-75% |
| Control person | Yes |
| Since | 2011 |
Abner Herrman & Brock, LLC
| Title | Shareholder |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2007 |