Ian G Shaw
Managing Director, Head Of Us Wpb Compliance And Chief Compliance Officer Of RiaHSBC Securities (USA) Inc.CRD 7051510
About Ian G Shaw
Ian G Shaw is listed as Managing Director, Head Of Us Wpb Compliance And Chief Compliance Officer Of Ria at HSBC Securities (USA) Inc. in New York, NY. Form ADV reports a beneficial ownership band of Under 5%. Ian G Shaw is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of HSBC Securities (USA) Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Ian G Shaw work?
Ian G Shaw is listed as Managing Director, Head Of Us Wpb Compliance And Chief Compliance Officer Of Ria at HSBC Securities (USA) Inc. on SEC Form ADV.
How much of HSBC Securities (USA) Inc. does Ian G Shaw own?
Form ADV reports a beneficial ownership band of Under 5%.
HSBC Securities (USA) Inc.
| Title | Managing Director, Head Of Us Wpb Compliance And Chief Compliance Officer Of Ria |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |
HSBC Global Asset Management (USA) Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |