James Alan Hooks
Chief Compliance Officer, Managing DirectorPrivate Advisor Group, LLCCRD 1601278
About James Alan Hooks
James Alan Hooks is listed as Chief Compliance Officer, Managing Director at Private Advisor Group, LLC in Morristown, NJ. Form ADV reports a beneficial ownership band of Under 5%. James Alan Hooks is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Private Advisor Group, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does James Alan Hooks work?
James Alan Hooks is listed as Chief Compliance Officer, Managing Director at Private Advisor Group, LLC on SEC Form ADV.
How much of Private Advisor Group, LLC does James Alan Hooks own?
Form ADV reports a beneficial ownership band of Under 5%.
Private Advisor Group, LLC
| Title | Chief Compliance Officer, Managing Director |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2019 |
Mariner Independent Advisor Network, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2026 |