James Daniel III Vaughan
Ceo, Cfo, President, TrusteeVaughan and Company Securities, Inc.CRD 1330813
About James Daniel III Vaughan
James Daniel III Vaughan is listed as Ceo, Cfo, President, Trustee at Vaughan and Company Securities, Inc. in Ridgewood, NJ. Form ADV reports a beneficial ownership band of 10-25%. James Daniel III Vaughan is associated with 2 registered advisers.
Reported ownership
Owns 10-25% of Vaughan and Company Securities, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does James Daniel III Vaughan work?
James Daniel III Vaughan is listed as Ceo, Cfo, President, Trustee at Vaughan and Company Securities, Inc. on SEC Form ADV.
How much of Vaughan and Company Securities, Inc. does James Daniel III Vaughan own?
Form ADV reports a beneficial ownership band of 10-25%.
Vaughan and Company Securities, Inc.
| Title | Ceo, Cfo, President, Trustee |
| Ownership | 10-25% |
| Control person | Yes |
| Since | 1986 |
Vaughan and Company Securities, Inc.
| Title | Chief Compliance Officer |
| Ownership | 10-25% |
| Control person | Yes |
| Since | 2020 |