James Kemp Sawers
President, Chief Compliance Officer, Managing Member, Designated OfficerUptown Financial Advisors LLCCRD 6331584
About James Kemp Sawers
James Kemp Sawers is listed as President, Chief Compliance Officer, Managing Member, Designated Officer at Uptown Financial Advisors LLC in Dallas, TX. Form ADV reports a beneficial ownership band of 50-75%.
Reported ownership
Owns 50-75% of Uptown Financial Advisors LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does James Kemp Sawers work?
James Kemp Sawers is listed as President, Chief Compliance Officer, Managing Member, Designated Officer at Uptown Financial Advisors LLC on SEC Form ADV.
How much of Uptown Financial Advisors LLC does James Kemp Sawers own?
Form ADV reports a beneficial ownership band of 50-75%.
Uptown Financial Advisors LLC
| Title | President, Chief Compliance Officer, Managing Member, Designated Officer |
| Ownership | 50-75% |
| Control person | Yes |
| Since | 2014 |