James Thomas Cox
Founder And Chief Compliance OfficerPeak Wealth Management LLCCRD 6174566
About James Thomas Cox
James Thomas Cox is listed as Founder And Chief Compliance Officer at Peak Wealth Management LLC in Saratoga Springs, NY. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of Peak Wealth Management LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does James Thomas Cox work?
James Thomas Cox is listed as Founder And Chief Compliance Officer at Peak Wealth Management LLC on SEC Form ADV.
How much of Peak Wealth Management LLC does James Thomas Cox own?
Form ADV reports a beneficial ownership band of Over 75%.
Peak Wealth Management LLC
| Title | Founder And Chief Compliance Officer |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2024 |