James William Humphries
Managing PartnerMindset Asset Management, LLCCRD 5829072
About James William Humphries
James William Humphries is listed as Managing Partner at Mindset Asset Management, LLC in Indianapolis, IN. Form ADV reports a beneficial ownership band of Under 5%. James William Humphries is associated with 4 registered advisers.
Reported ownership
Owns Under 5% of Mindset Asset Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does James William Humphries work?
James William Humphries is listed as Managing Partner at Mindset Asset Management, LLC on SEC Form ADV.
How much of Mindset Asset Management, LLC does James William Humphries own?
Form ADV reports a beneficial ownership band of Under 5%.
Mindset Asset Management, LLC
| Title | Managing Partner |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |
Mindset Wealth Management, LLC
| Title | Managing Partner |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |
Mindset Asset Management, LLC
| Title | Owner |
| Ownership | 25-50% |
| Control person | Yes |
| Since | 2025 |
Mindset Wealth Management, LLC
| Title | Owner |
| Ownership | 25-50% |
| Control person | Yes |
| Since | 2025 |