John Lewis Smallwood
Chief Compliance OfficerSmallwood Wealth Investment Management, LLCCRD 2132725
About John Lewis Smallwood
John Lewis Smallwood is listed as Chief Compliance Officer at Smallwood Wealth Investment Management, LLC in Red Bank, NJ. Form ADV reports a beneficial ownership band of Under 5%. John Lewis Smallwood is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Smallwood Wealth Investment Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does John Lewis Smallwood work?
John Lewis Smallwood is listed as Chief Compliance Officer at Smallwood Wealth Investment Management, LLC on SEC Form ADV.
How much of Smallwood Wealth Investment Management, LLC does John Lewis Smallwood own?
Form ADV reports a beneficial ownership band of Under 5%.
Smallwood Wealth Investment Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2017 |
Smallwood Wealth Investment Management, LLC
| Title | Trustee |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2017 |