Smallwood Wealth Investment Management, LLC
● SEC registered since 2017CRD 288663SEC# 801-110658Red Bank, NJ
Reg. AUM
$339M
Employees
12
Accounts
1,119
Location
Red Bank, NJ
Smallwood Wealth Investment Management, LLC assets under management
Smallwood Wealth Investment Management, LLC is a registered investment adviser overseen by the SEC based in Red Bank, NJ. The firm has been registered since 2017. It reports $339 million in regulatory assets under management and employs 12 people.
Smallwood Wealth Investment Management, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| John L. Smallwood, Sr Investment Trust Control | Member | Over 75% | 2017 |
| John Lewis Smallwood Control | Chief Compliance Officer | Under 5% | 2017 |
| John Lewis Smallwood Control | Trustee | Over 75% | 2017 |
Frequently asked questions
How much does Smallwood Wealth Investment Management, LLC manage?
Smallwood Wealth Investment Management, LLC reports $339 million in regulatory assets under management on its Form ADV.
How many employees does Smallwood Wealth Investment Management, LLC have?
Smallwood Wealth Investment Management, LLC reports 12 employees.
Where is Smallwood Wealth Investment Management, LLC located?
Smallwood Wealth Investment Management, LLC is based in Red Bank, NJ and has been SEC-registered since 2017.
Does Smallwood Wealth Investment Management, LLC disclose fund performance?
Smallwood Wealth Investment Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 199 Broad Street, Red Bank, NJ 07701 |
| Phone | (732) 542-1565 |
| Fax | (732) 389-0488 |
| Office hours | 8:00 a.m.-5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$339M▲ 15%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 59%
Larger than 41% of 16,271 advisers
EmployeesTop 35%
More than 65% of 16,825 advisers
Assets under management
$339Mregulatory AUM
Discretionary $339M