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Joseph Albert Grogan

Us Chief Compliance OfficerSona Asset Management (US) LLCCRD 4901846

About Joseph Albert Grogan

Joseph Albert Grogan is listed as Us Chief Compliance Officer at Sona Asset Management (US) LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Sona Asset Management (US) LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Joseph Albert Grogan work?

Joseph Albert Grogan is listed as Us Chief Compliance Officer at Sona Asset Management (US) LLC on SEC Form ADV.

How much of Sona Asset Management (US) LLC does Joseph Albert Grogan own?

Form ADV reports a beneficial ownership band of Under 5%.

Sona Asset Management (US) LLC

TitleUs Chief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2026