Joseph John Paolo
Senior Vice President And Chief Compliance OfficerEquitable Investment Management, LLCCRD 4939209
About Joseph John Paolo
Joseph John Paolo is listed as Senior Vice President And Chief Compliance Officer at Equitable Investment Management, LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%. Joseph John Paolo is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Equitable Investment Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Joseph John Paolo work?
Joseph John Paolo is listed as Senior Vice President And Chief Compliance Officer at Equitable Investment Management, LLC on SEC Form ADV.
How much of Equitable Investment Management, LLC does Joseph John Paolo own?
Form ADV reports a beneficial ownership band of Under 5%.
Equitable Investment Management, LLC
| Title | Senior Vice President And Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2022 |
Equitable Investment Management Group, LLC
| Title | Senior Vice President And Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2011 |