Karl Fredrick Frank
Manager And Chief Compliance OfficerA & I Financial Services, LLCCRD 4769985
About Karl Fredrick Frank
Karl Fredrick Frank is listed as Manager And Chief Compliance Officer at A & I Financial Services, LLC in Lone Tree, CO. Form ADV reports a beneficial ownership band of Under 5%. Karl Fredrick Frank is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of A & I Financial Services, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Karl Fredrick Frank work?
Karl Fredrick Frank is listed as Manager And Chief Compliance Officer at A & I Financial Services, LLC on SEC Form ADV.
How much of A & I Financial Services, LLC does Karl Fredrick Frank own?
Form ADV reports a beneficial ownership band of Under 5%.
A & I Financial Services, LLC
| Title | Manager And Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2004 |
A & I Financial Services, LLC
| Title | Member |
| Ownership | 50-75% |
| Control person | Yes |
| Since | 2018 |