Kathryn Dunn Carroll
Chief Compliance OfficerHartline Investment Corp.CRD 6564615
About Kathryn Dunn Carroll
Kathryn Dunn Carroll is listed as Chief Compliance Officer at Hartline Investment Corp. in Winnetka, IL. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Hartline Investment Corp.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Kathryn Dunn Carroll work?
Kathryn Dunn Carroll is listed as Chief Compliance Officer at Hartline Investment Corp. on SEC Form ADV.
How much of Hartline Investment Corp. does Kathryn Dunn Carroll own?
Form ADV reports a beneficial ownership band of Under 5%.
Hartline Investment Corp.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2023 |