Kenneth Robert Herold
Chief Compliance OfficerFindec Wealth Services, Inc.CRD 2695760
About Kenneth Robert Herold
Kenneth Robert Herold is listed as Chief Compliance Officer at Findec Wealth Services, Inc. in Stockton, CA. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Findec Wealth Services, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Kenneth Robert Herold work?
Kenneth Robert Herold is listed as Chief Compliance Officer at Findec Wealth Services, Inc. on SEC Form ADV.
How much of Findec Wealth Services, Inc. does Kenneth Robert Herold own?
Form ADV reports a beneficial ownership band of Under 5%.
Findec Wealth Services, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2020 |