Kerri E Cain
Chief Compliance OfficerGuggenheim Corporate Funding, LLCCRD 2920203
About Kerri E Cain
Kerri E Cain is listed as Chief Compliance Officer at Guggenheim Corporate Funding, LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Guggenheim Corporate Funding, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Kerri E Cain work?
Kerri E Cain is listed as Chief Compliance Officer at Guggenheim Corporate Funding, LLC on SEC Form ADV.
How much of Guggenheim Corporate Funding, LLC does Kerri E Cain own?
Form ADV reports a beneficial ownership band of Under 5%.
Guggenheim Corporate Funding, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2026 |