Kerry Richard Whalen
President/Chief Compliance OfficerWhalen Capital, Inc.CRD 1570057
About Kerry Richard Whalen
Kerry Richard Whalen is listed as President/Chief Compliance Officer at Whalen Capital, Inc. in Wausau, WI. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of Whalen Capital, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Kerry Richard Whalen work?
Kerry Richard Whalen is listed as President/Chief Compliance Officer at Whalen Capital, Inc. on SEC Form ADV.
How much of Whalen Capital, Inc. does Kerry Richard Whalen own?
Form ADV reports a beneficial ownership band of Over 75%.
Whalen Capital, Inc.
| Title | President/Chief Compliance Officer |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2013 |