Whalen Capital, Inc.
CRD 130016SEC# 801-129615Wausau, WI
No longer SEC-registered. Whalen Capital, Inc. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$75.1M
Employees
4
Accounts
276
Location
Wausau, WI
Whalen Capital, Inc. assets under management
Whalen Capital, Inc. is an SEC-registered investment adviser based in Wausau, WI. It reports $75.1 million in regulatory assets under management and employs 4 people.
Whalen Capital, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Kerry Richard Whalen Control | President/Chief Compliance Officer | Over 75% | 2013 |
Frequently asked questions
How much does Whalen Capital, Inc. manage?
Whalen Capital, Inc. reports $75.1 million in regulatory assets under management on its Form ADV.
How many employees does Whalen Capital, Inc. have?
Whalen Capital, Inc. reports 4 employees.
Where is Whalen Capital, Inc. located?
Whalen Capital, Inc. is based in Wausau, WI.
Does Whalen Capital, Inc. disclose fund performance?
Whalen Capital, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 226411 Rib Mountain Rd, Wausau, WI 54401 |
| Office hours | M - Th 8 - 4; Fr 8 - 12 |
| Discloses disciplinary history | No |
Regulatory AUM
$75.1M▼ 51%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 95%
Larger than 5% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$75.1Mregulatory AUM
Discretionary $75.1M