Kimberly Elaine Carlini
Chief Compliance OfficerCypress Wealth Management, LLCCRD 7575670
About Kimberly Elaine Carlini
Kimberly Elaine Carlini is listed as Chief Compliance Officer at Cypress Wealth Management, LLC in Oakbrook Terrace, IL. Form ADV reports a beneficial ownership band of Under 5%. Kimberly Elaine Carlini is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Cypress Wealth Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Kimberly Elaine Carlini work?
Kimberly Elaine Carlini is listed as Chief Compliance Officer at Cypress Wealth Management, LLC on SEC Form ADV.
How much of Cypress Wealth Management, LLC does Kimberly Elaine Carlini own?
Form ADV reports a beneficial ownership band of Under 5%.
Cypress Wealth Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |
Cypress Investment Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |