Lisa Catherine Ferrante
Chief Compliance OfficerGagnon Advisors, LLCCRD 3135415
About Lisa Catherine Ferrante
Lisa Catherine Ferrante is listed as Chief Compliance Officer at Gagnon Advisors, LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%. Lisa Catherine Ferrante is associated with 5 registered advisers.
Reported ownership
Owns Under 5% of Gagnon Advisors, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Lisa Catherine Ferrante work?
Lisa Catherine Ferrante is listed as Chief Compliance Officer at Gagnon Advisors, LLC on SEC Form ADV.
How much of Gagnon Advisors, LLC does Lisa Catherine Ferrante own?
Form ADV reports a beneficial ownership band of Under 5%.
Gagnon Advisors, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2018 |
Gagnon Securities, LLC
| Title | Member |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2006 |
Gagnon Securities, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2017 |
Gagnon Securities, LLC
| Title | Crop/Rop |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2017 |
Gagnon Securities, LLC
| Title | Chief Administrative Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2023 |