Lyndsay Rachel Kim
Chief Compliance OfficerAlera Investment Advisors, LLCCRD 2902606
About Lyndsay Rachel Kim
Lyndsay Rachel Kim is listed as Chief Compliance Officer at Alera Investment Advisors, LLC in Deerfield, IL. Form ADV reports a beneficial ownership band of Under 5%. Lyndsay Rachel Kim is associated with 3 registered advisers.
Reported ownership
Owns Under 5% of Alera Investment Advisors, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Lyndsay Rachel Kim work?
Lyndsay Rachel Kim is listed as Chief Compliance Officer at Alera Investment Advisors, LLC on SEC Form ADV.
How much of Alera Investment Advisors, LLC does Lyndsay Rachel Kim own?
Form ADV reports a beneficial ownership band of Under 5%.
Alera Investment Advisors, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2023 |
Advanced Capital Group, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |
The Ascent Group, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |