Lyndsay Rachel Kim
Chief Compliance OfficerThe Ascent Group, LLCCRD 2902606
About Lyndsay Rachel Kim
Lyndsay Rachel Kim is listed as Chief Compliance Officer at The Ascent Group, LLC in Virginia Beach, VA. Form ADV reports a beneficial ownership band of Under 5%. Lyndsay Rachel Kim is associated with 4 registered advisers.
Reported ownership
Owns Under 5% of The Ascent Group, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Lyndsay Rachel Kim work?
Lyndsay Rachel Kim is listed as Chief Compliance Officer at The Ascent Group, LLC on SEC Form ADV.
How much of The Ascent Group, LLC does Lyndsay Rachel Kim own?
Form ADV reports a beneficial ownership band of Under 5%.
The Ascent Group, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |
Alera Investment Advisors, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2023 |
Alera Retirement Advisors, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |
Advanced Capital Group, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |