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Lynette Dawn Ashby

Chief Compliance OfficerDfw Capital Management, LLCCRD 6308783

About Lynette Dawn Ashby

Lynette Dawn Ashby is listed as Chief Compliance Officer at Dfw Capital Management, LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%.

Reported ownership

Owns Under 5% of Dfw Capital Management, LLC
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Lynette Dawn Ashby work?

Lynette Dawn Ashby is listed as Chief Compliance Officer at Dfw Capital Management, LLC on SEC Form ADV.

How much of Dfw Capital Management, LLC does Lynette Dawn Ashby own?

Form ADV reports a beneficial ownership band of Under 5%.

Dfw Capital Management, LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2025