Mark Donald Herman
Managing Member / Chief Compliance OfficerUp North Financial, LLCCRD 2190754
About Mark Donald Herman
Mark Donald Herman is listed as Managing Member / Chief Compliance Officer at Up North Financial, LLC in Traverse City, MI. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of Up North Financial, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Mark Donald Herman work?
Mark Donald Herman is listed as Managing Member / Chief Compliance Officer at Up North Financial, LLC on SEC Form ADV.
How much of Up North Financial, LLC does Mark Donald Herman own?
Form ADV reports a beneficial ownership band of Over 75%.
Up North Financial, LLC
| Title | Managing Member / Chief Compliance Officer |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2009 |