Mildred O. Forbes
Chief Compliance OfficerXponance LLCCRD 4519791
About Mildred O. Forbes
Mildred O. Forbes is listed as Chief Compliance Officer at Xponance LLC in Philadelphia, PA. Form ADV reports a beneficial ownership band of Under 5%. Mildred O. Forbes is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Xponance LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Mildred O. Forbes work?
Mildred O. Forbes is listed as Chief Compliance Officer at Xponance LLC on SEC Form ADV.
How much of Xponance LLC does Mildred O. Forbes own?
Form ADV reports a beneficial ownership band of Under 5%.
Xponance LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |
Xponance Alts Solutions, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |