Monika Nmn Gupta
Chief Compliance OfficerHammond, Kennedy, Whitney & Company, Inc.CRD 5512808
About Monika Nmn Gupta
Monika Nmn Gupta is listed as Chief Compliance Officer at Hammond, Kennedy, Whitney & Company, Inc.. Form ADV reports a beneficial ownership band of Under 5%. Monika Nmn Gupta is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Hammond, Kennedy, Whitney & Company, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Monika Nmn Gupta work?
Monika Nmn Gupta is listed as Chief Compliance Officer at Hammond, Kennedy, Whitney & Company, Inc. on SEC Form ADV.
How much of Hammond, Kennedy, Whitney & Company, Inc. does Monika Nmn Gupta own?
Form ADV reports a beneficial ownership band of Under 5%.
Hammond, Kennedy, Whitney & Company, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |
Hkw Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |