Monika Nmn Gupta
Chief Compliance OfficerHkw Management, LLCCRD 5512808
About Monika Nmn Gupta
Monika Nmn Gupta is listed as Chief Compliance Officer at Hkw Management, LLC. Form ADV reports a beneficial ownership band of Under 5%. Monika Nmn Gupta is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Hkw Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Monika Nmn Gupta work?
Monika Nmn Gupta is listed as Chief Compliance Officer at Hkw Management, LLC on SEC Form ADV.
How much of Hkw Management, LLC does Monika Nmn Gupta own?
Form ADV reports a beneficial ownership band of Under 5%.
Hkw Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |
Hammond, Kennedy, Whitney & Company, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |