Nathan Hatton Walsh
Managing Principal/Chief Compliance OfficerOccidental Asset Management, LLCCRD 3076905
About Nathan Hatton Walsh
Nathan Hatton Walsh is listed as Managing Principal/Chief Compliance Officer at Occidental Asset Management, LLC in Burlingame, CA. Form ADV reports a beneficial ownership band of Under 5%. Nathan Hatton Walsh is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Occidental Asset Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Nathan Hatton Walsh work?
Nathan Hatton Walsh is listed as Managing Principal/Chief Compliance Officer at Occidental Asset Management, LLC on SEC Form ADV.
How much of Occidental Asset Management, LLC does Nathan Hatton Walsh own?
Form ADV reports a beneficial ownership band of Under 5%.
Occidental Asset Management, LLC
| Title | Managing Principal/Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2013 |
Occidental Asset Management, LLC
| Title | Member |
| Ownership | 25-50% |
| Control person | Yes |
| Since | 2013 |