Nicholas Ray Brown
Chief Compliance OfficerComprehensive Financial Management LLCCRD 7054786
About Nicholas Ray Brown
Nicholas Ray Brown is listed as Chief Compliance Officer at Comprehensive Financial Management LLC in Los Gatos, CA. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Comprehensive Financial Management LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Nicholas Ray Brown work?
Nicholas Ray Brown is listed as Chief Compliance Officer at Comprehensive Financial Management LLC on SEC Form ADV.
How much of Comprehensive Financial Management LLC does Nicholas Ray Brown own?
Form ADV reports a beneficial ownership band of Under 5%.
Comprehensive Financial Management LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2019 |