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Patricia Elizabeth Flynn

Chief Compliance OfficerAst Investment Services, Inc.CRD 5067089

About Patricia Elizabeth Flynn

Patricia Elizabeth Flynn is listed as Chief Compliance Officer at Ast Investment Services, Inc. in Shelton, CT. Form ADV reports a beneficial ownership band of Under 5%. Patricia Elizabeth Flynn is associated with 3 registered advisers.

Reported ownership

Owns Under 5% of Ast Investment Services, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Patricia Elizabeth Flynn work?

Patricia Elizabeth Flynn is listed as Chief Compliance Officer at Ast Investment Services, Inc. on SEC Form ADV.

How much of Ast Investment Services, Inc. does Patricia Elizabeth Flynn own?

Form ADV reports a beneficial ownership band of Under 5%.

Ast Investment Services, Inc.

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2026

PGIM Investments LLC

TitleChief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2026

Prudential Select Strategies LLC

TitleVice President And Chief Compliance Officer
OwnershipUnder 5%
Control personYes
Since2023