Patrick Andrew Chism
Chief Compliance OfficerDakota Investments, LLCCRD 2875421
About Patrick Andrew Chism
Patrick Andrew Chism is listed as Chief Compliance Officer at Dakota Investments, LLC in Bryn Mawr, PA. Form ADV reports a beneficial ownership band of Under 5%. Patrick Andrew Chism is associated with 4 registered advisers.
Reported ownership
Owns Under 5% of Dakota Investments, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Patrick Andrew Chism work?
Patrick Andrew Chism is listed as Chief Compliance Officer at Dakota Investments, LLC on SEC Form ADV.
How much of Dakota Investments, LLC does Patrick Andrew Chism own?
Form ADV reports a beneficial ownership band of Under 5%.
Dakota Investments, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2026 |
Conservest Capital Advisors Inc
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2016 |
Concourse Capital Advisors, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2025 |
3a Partners, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |