Peggy Jolen Garcia
Chief Compliance OfficerAshton Thomas Advisors LLCCRD 5041087
About Peggy Jolen Garcia
Peggy Jolen Garcia is listed as Chief Compliance Officer at Ashton Thomas Advisors LLC in Scottsdale, AZ. Form ADV reports a beneficial ownership band of Under 5%. Peggy Jolen Garcia is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Ashton Thomas Advisors LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Peggy Jolen Garcia work?
Peggy Jolen Garcia is listed as Chief Compliance Officer at Ashton Thomas Advisors LLC on SEC Form ADV.
How much of Ashton Thomas Advisors LLC does Peggy Jolen Garcia own?
Form ADV reports a beneficial ownership band of Under 5%.
Ashton Thomas Advisors LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |
Amplify Financial, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2023 |