Philip Edwin Smith
Managing Member & Chief Compliance OfficerSwp Financial LLCCRD 4231653
About Philip Edwin Smith
Philip Edwin Smith is listed as Managing Member & Chief Compliance Officer at Swp Financial LLC in Encinitas, CA. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of Swp Financial LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Philip Edwin Smith work?
Philip Edwin Smith is listed as Managing Member & Chief Compliance Officer at Swp Financial LLC on SEC Form ADV.
How much of Swp Financial LLC does Philip Edwin Smith own?
Form ADV reports a beneficial ownership band of Over 75%.
Swp Financial LLC
| Title | Managing Member & Chief Compliance Officer |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2023 |