Philip Roger Martin
Ria Chief Compliance OfficerRaymond James & Associates, Inc.CRD 2613565
About Philip Roger Martin
Philip Roger Martin is listed as Ria Chief Compliance Officer at Raymond James & Associates, Inc. in St. Petersburg, FL. Form ADV reports a beneficial ownership band of Under 5%. Philip Roger Martin is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Raymond James & Associates, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Philip Roger Martin work?
Philip Roger Martin is listed as Ria Chief Compliance Officer at Raymond James & Associates, Inc. on SEC Form ADV.
How much of Raymond James & Associates, Inc. does Philip Roger Martin own?
Form ADV reports a beneficial ownership band of Under 5%.
Raymond James & Associates, Inc.
| Title | Ria Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2019 |
Raymond James Financial Services Advisors, Inc
| Title | Ria Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2019 |