Rhett Austin James Trees
Founder And Chief Compliance OfficerSeneca Capital Management, LLCCRD 5777621
About Rhett Austin James Trees
Rhett Austin James Trees is listed as Founder And Chief Compliance Officer at Seneca Capital Management, LLC in Denver, CO. Form ADV reports a beneficial ownership band of Under 5%. Rhett Austin James Trees is associated with 4 registered advisers.
Reported ownership
Owns Under 5% of Seneca Capital Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Rhett Austin James Trees work?
Rhett Austin James Trees is listed as Founder And Chief Compliance Officer at Seneca Capital Management, LLC on SEC Form ADV.
How much of Seneca Capital Management, LLC does Rhett Austin James Trees own?
Form ADV reports a beneficial ownership band of Under 5%.
Seneca Capital Management, LLC
| Title | Founder And Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2017 |
Scire Fund III GP, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2017 |
Seneca Capital Management, LLC
| Title | Sole Member And Manager |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2017 |
Scire Fund III GP, LLC
| Title | Sole Member - Manager |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2017 |