Richard Kevin Winters
Owner And Chief Compliance OfficerWinters Financial Group, Inc.CRD 4047376
About Richard Kevin Winters
Richard Kevin Winters is listed as Owner And Chief Compliance Officer at Winters Financial Group, Inc. in Westlake Village, CA. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of Winters Financial Group, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Richard Kevin Winters work?
Richard Kevin Winters is listed as Owner And Chief Compliance Officer at Winters Financial Group, Inc. on SEC Form ADV.
How much of Winters Financial Group, Inc. does Richard Kevin Winters own?
Form ADV reports a beneficial ownership band of Over 75%.
Winters Financial Group, Inc.
| Title | Owner And Chief Compliance Officer |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 1999 |