Richard Leeway Chen
Chief Compliance OfficerAsset One Wealth Management, LLCCRD 7292162
About Richard Leeway Chen
Richard Leeway Chen is listed as Chief Compliance Officer at Asset One Wealth Management, LLC in Bellevue, WA. Form ADV reports a beneficial ownership band of Under 5%. Richard Leeway Chen is associated with 8 registered advisers.
Reported ownership
Owns Under 5% of Asset One Wealth Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Richard Leeway Chen work?
Richard Leeway Chen is listed as Chief Compliance Officer at Asset One Wealth Management, LLC on SEC Form ADV.
How much of Asset One Wealth Management, LLC does Richard Leeway Chen own?
Form ADV reports a beneficial ownership band of Under 5%.
Asset One Wealth Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2025 |
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| Title | General Counsel / Chief Compliance Officer |
| Ownership | 5-10% |
| Control person | Yes |
| Since | 2020 |
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| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2026 |
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| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |
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| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |
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| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |
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| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2026 |
Mont Wealth Management, LLC
| Title | Cco |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2026 |