Richard Leeway Chen
Chief Compliance OfficerD.b. Root & Company, LLCCRD 7292162
About Richard Leeway Chen
Richard Leeway Chen is listed as Chief Compliance Officer at D.b. Root & Company, LLC in Pittsburgh, PA. Form ADV reports a beneficial ownership band of Under 5%. Richard Leeway Chen is associated with 7 registered advisers.
Reported ownership
Owns Under 5% of D.b. Root & Company, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Richard Leeway Chen work?
Richard Leeway Chen is listed as Chief Compliance Officer at D.b. Root & Company, LLC on SEC Form ADV.
How much of D.b. Root & Company, LLC does Richard Leeway Chen own?
Form ADV reports a beneficial ownership band of Under 5%.
D.b. Root & Company, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2025 |
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| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |
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| Title | General Counsel / Chief Compliance Officer |
| Ownership | 5-10% |
| Control person | Yes |
| Since | 2020 |
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| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |
Asset One Wealth Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2025 |
Namsoft Advisors, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2026 |
Liberty Forge LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2026 |