Richard Scott Dooley
Chief Compliance Officer/CcoKkm Financial LLCCRD 5879453
About Richard Scott Dooley
Richard Scott Dooley is listed as Chief Compliance Officer/Cco at Kkm Financial LLC in Chicago, IL. Form ADV reports a beneficial ownership band of Under 5%. Richard Scott Dooley is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Kkm Financial LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Richard Scott Dooley work?
Richard Scott Dooley is listed as Chief Compliance Officer/Cco at Kkm Financial LLC on SEC Form ADV.
How much of Kkm Financial LLC does Richard Scott Dooley own?
Form ADV reports a beneficial ownership band of Under 5%.
Kkm Financial LLC
| Title | Chief Compliance Officer/Cco |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2018 |
Savoie Capital LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2013 |