Robert Andrew Saperstein
Chief Compliance OfficerGuggenheim Partners Investment Management, LLCCRD 2567876
About Robert Andrew Saperstein
Robert Andrew Saperstein is listed as Chief Compliance Officer at Guggenheim Partners Investment Management, LLC in New York, NY. Form ADV reports a beneficial ownership band of Under 5%. Robert Andrew Saperstein is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Guggenheim Partners Investment Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Robert Andrew Saperstein work?
Robert Andrew Saperstein is listed as Chief Compliance Officer at Guggenheim Partners Investment Management, LLC on SEC Form ADV.
How much of Guggenheim Partners Investment Management, LLC does Robert Andrew Saperstein own?
Form ADV reports a beneficial ownership band of Under 5%.
Guggenheim Partners Investment Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2023 |
Guggenheim Private Investments, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |