Roberto Roman
Chief Executive Officer, Chief Compliance OfficerLegacy Pcg, LLCCRD 4609381
About Roberto Roman
Roberto Roman is listed as Chief Executive Officer, Chief Compliance Officer at Legacy Pcg, LLC in Newport, CA. Form ADV reports a beneficial ownership band of Under 5%. Roberto Roman is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Legacy Pcg, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Roberto Roman work?
Roberto Roman is listed as Chief Executive Officer, Chief Compliance Officer at Legacy Pcg, LLC on SEC Form ADV.
How much of Legacy Pcg, LLC does Roberto Roman own?
Form ADV reports a beneficial ownership band of Under 5%.
Legacy Pcg, LLC
| Title | Chief Executive Officer, Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2016 |
Legacy Pcg, LLC
| Title | Managing Member |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2025 |