Roman Guy Brent
Chief Compliance Officer, Chief Investment OfficerAerie Advisory Group LLCCRD 4532588
About Roman Guy Brent
Roman Guy Brent is listed as Chief Compliance Officer, Chief Investment Officer at Aerie Advisory Group LLC in Gig Harbor, WA. Form ADV reports a beneficial ownership band of Under 5%. Roman Guy Brent is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Aerie Advisory Group LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Roman Guy Brent work?
Roman Guy Brent is listed as Chief Compliance Officer, Chief Investment Officer at Aerie Advisory Group LLC on SEC Form ADV.
How much of Aerie Advisory Group LLC does Roman Guy Brent own?
Form ADV reports a beneficial ownership band of Under 5%.
Aerie Advisory Group LLC
| Title | Chief Compliance Officer, Chief Investment Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |
Aerie Advisory Group LLC
| Title | Trustee |
| Ownership | 25-50% |
| Control person | Yes |
| Since | 2025 |