Rosa Diana Cadena
Chief Compliance OfficerConnecticut Wealth Management, LLCCRD 6446368
About Rosa Diana Cadena
Rosa Diana Cadena is listed as Chief Compliance Officer at Connecticut Wealth Management, LLC in Farmington, CT. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Connecticut Wealth Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Rosa Diana Cadena work?
Rosa Diana Cadena is listed as Chief Compliance Officer at Connecticut Wealth Management, LLC on SEC Form ADV.
How much of Connecticut Wealth Management, LLC does Rosa Diana Cadena own?
Form ADV reports a beneficial ownership band of Under 5%.
Connecticut Wealth Management, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2026 |