Rosa Esmeralda Licea-Mailloux
Chief Compliance OfficerMassachusetts Financial Services CompanyCRD 4817251
About Rosa Esmeralda Licea-Mailloux
Rosa Esmeralda Licea-Mailloux is listed as Chief Compliance Officer at Massachusetts Financial Services Company in Boston, MA. Form ADV reports a beneficial ownership band of Under 5%. Rosa Esmeralda Licea-Mailloux is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of Massachusetts Financial Services Company
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Rosa Esmeralda Licea-Mailloux work?
Rosa Esmeralda Licea-Mailloux is listed as Chief Compliance Officer at Massachusetts Financial Services Company on SEC Form ADV.
How much of Massachusetts Financial Services Company does Rosa Esmeralda Licea-Mailloux own?
Form ADV reports a beneficial ownership band of Under 5%.
Massachusetts Financial Services Company
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2022 |
Mfs Institutional Advisors Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2022 |