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Shawn David Riley

Board DirectorRBC Securities, Inc.CRD 7574191

About Shawn David Riley

Shawn David Riley is listed as Board Director at RBC Securities, Inc. in Los Angeles, CA. Form ADV reports a beneficial ownership band of Under 5%. Shawn David Riley is associated with 2 registered advisers.

Reported ownership

Owns Under 5% of RBC Securities, Inc.
Ownership band reported on Form ADV Schedule A

Frequently asked questions

Where does Shawn David Riley work?

Shawn David Riley is listed as Board Director at RBC Securities, Inc. on SEC Form ADV.

How much of RBC Securities, Inc. does Shawn David Riley own?

Form ADV reports a beneficial ownership band of Under 5%.

RBC Securities, Inc.

TitleBoard Director
OwnershipUnder 5%
Control personYes
Since2024

RBC Rochdale, LLC

TitleBoard Director
OwnershipUnder 5%
Control personYes
Since2024