Spencer Judson Plagens
Managing Member & Chief Compliance OfficerPlagens & Taylor Wealth Management, LLCCRD 5925791
About Spencer Judson Plagens
Spencer Judson Plagens is listed as Managing Member & Chief Compliance Officer at Plagens & Taylor Wealth Management, LLC in San Angelo, TX. Form ADV reports a beneficial ownership band of 50-75%. Spencer Judson Plagens is associated with 2 registered advisers.
Reported ownership
Owns 50-75% of Plagens & Taylor Wealth Management, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Spencer Judson Plagens work?
Spencer Judson Plagens is listed as Managing Member & Chief Compliance Officer at Plagens & Taylor Wealth Management, LLC on SEC Form ADV.
How much of Plagens & Taylor Wealth Management, LLC does Spencer Judson Plagens own?
Form ADV reports a beneficial ownership band of 50-75%.
Plagens & Taylor Wealth Management, LLC
| Title | Managing Member & Chief Compliance Officer |
| Ownership | 50-75% |
| Control person | Yes |
| Since | 2024 |
Dreher Investment Services, Inc.
| Title | President / Chief Compliance Officer |
| Ownership | 10-25% |
| Control person | Yes |
| Since | 2019 |