Stacy Graves Fleming
Chief Compliance OfficerNicholas Wealth, LLCCRD 5782272
About Stacy Graves Fleming
Stacy Graves Fleming is listed as Chief Compliance Officer at Nicholas Wealth, LLC in Marietta, GA. Form ADV reports a beneficial ownership band of Under 5%. Stacy Graves Fleming is associated with 4 registered advisers.
Reported ownership
Owns Under 5% of Nicholas Wealth, LLC
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Stacy Graves Fleming work?
Stacy Graves Fleming is listed as Chief Compliance Officer at Nicholas Wealth, LLC on SEC Form ADV.
How much of Nicholas Wealth, LLC does Stacy Graves Fleming own?
Form ADV reports a beneficial ownership band of Under 5%.
Nicholas Wealth, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2023 |
Taylor Securities Services, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2023 |
Outlook Wealth Advisors, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2023 |
Advus Financial Partners, LLC
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2026 |